WebThe Securities Industry Financial Markets Association C'SIFMA") submits this application, pursuant to Sections l 9(d) and l 9(f) of the Securities Exchange Act of 1934 (the "Act"), for an order setting aside certain rule changes (the "Rule Changes") unilaterally issued by the self-regulatory organizations ("SROs") listed in Exhibit A attached. WebA big thanks to the Executive Committee of the SIFMA C&L Society for yet another amazing Annual Seminar! You can view our latest monthly C&L Update… Liked by Aleksandra Radakovic
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